Tag Archives: MIMO

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MIMO Capacity in a Fading Environment

The Shannon Capacity of a channel is the data rate that can be achieved over a given bandwidth (BW) and at a particular signal to noise ratio (SNR) with diminishing bit error rate (BER). This has been discussed in an earlier post for the case of SISO channel and additive white Gaussian noise (AWGN). For a MIMO fading channel the capacity with channel not known to the transmitter is given as (both sides have been normalized by the bandwidth [1]):

Shannon Capacity of a MIMO Channel
Shannon Capacity of a MIMO Channel

where NT is the number of transmit antennas, NR is the number of receive antennas, γ is the signal to interference plus noise ratio (SINR), INR is the NRxNR identity matrix and H is the NRxNT channel matrix. Furthermore, hij, an element of the matrix H defines the complex channel coefficient between the ith receive antenna and jth transmit antenna. It is quite obvious that the channel capacity (in bits/sec/Hz) is highly dependent on the structure of matrix H. Let us explore the effect of H on the channel capacity.

Let us first consider a 4×4 case (NT=4, NR=4) where the channel is a simple AWGN channel and there is no fading. For this case hij=1 for all values of i and j. It is found that channel capacity of this simple channel for an SINR of 10 dB is 5.36bits/sec/Hz. It is further observed that the channel capacity does not change with number of transmit antennas and increases logarithmically with increase in number of receive antennas. Thus it can be concluded that in an AWGN channel no multiplexing gain is obtained by increasing the number of transmit antennas.

We next consider a more realistic scenario where the channel coefficients hij are complex with real and imaginary parts having a Gaussian distribution with zero mean and variance 0.5. Since the channel H is random the capacity is also a random variable with a certain distribution. An important metric to quantify the capacity of such a channel is the Complimentary Cumulative Distribution Function (CCDF). This curve basically gives the probability that the MIMO capacity is above a certain threshold.

Complimentary Cumulative Distribution Function of Capacity
Complimentary Cumulative Distribution Function of Capacity

It is obvious (see figure above) that there is a very high probability that the capacity obtained for the MIMO channel is significantly higher than that obtained for an AWGN channel e.g. for an SINR of 9 dB there is 90% probability that the capacity is greater than 8 bps/Hz. Similarly for an SINR of 12 dB there is a 90% probability that the capacity is greater than 11 bps/Hz. For a stricter threshold of 99% the above capacities are reduced to 7.2 bps/Hz and 9.6 bps/Hz.

In a practical system the channel coefficients hij would have some correlation which would depend upon the antenna spacing. Lower the antenna spacing higher would be the antenna correlation and lower would be the MIMO system capacity. This would be discussed in a future post.

The MATLAB code for calculating the CCDF of channel capacity of a MIMO channel is given below.

clear all
close all


for n=1:10000

xlabel('Capacity (bps/Hz)')
ylabel('Probability (Capacity > Abcissa)')
grid on

[1] G. J. Foschini and M. J. Gans,”On limits of Wireless Communications in a Fading Environment when Using Multiple Antennas”, Wireless Personal Communications 6, pp 311-335, 1998.

A Rayleigh Fading Simulator with Temporal and Spatial Correlation

Just to recap, building an LTE fading simulator with the desired temporal and spatial correlation is a three step procedure.

1. Generate Rayleigh fading sequences using Smith’s method which is based on Clarke and Gan’s fading model.

2. Introduce spatial correlation based upon the spatial correlation matrices defined in 3GPP 36.101.

3. Use these spatially and temporally correlated sequences as the filter taps for the LTE channel models.

We have already discussed step 1 and 3 in our previous posts. We now focus on step 2, generating spatially correlated channels coefficients.

3GPP has defined spatial correlation matrices for the Node-B and the UE. These are defined for 1,2 and 4 transmit and receive antennas. These are reproduced below.

Spatial Correlation Matrix
Spatial Correlation Matrix

The parameters ‘alpha’ and ‘beta’ are defined as:

Low Correlation
alpha=0, beta=0

Medium Correlation
alpha=0.3, beta=0.9

High Correlation
alpha=0.9, beta=0.9

The combined effect of antenna correlation at the transmitter and receiver is obtained by taking the Kronecker product of individual correlation matrices e.g. for a 2×2 case the correlation matrix is given as:

Correlation Matrix for 2x2 MIMO
Correlation Matrix for 2×2 MIMO

Multiplying the square root of the correlation matrix with the vector of channel coefficients is equivalent to taking a weighted average e.g. for the channel between transmit antenna 1 and receive antenna 1 the correlated channel coefficient h11corr is given as:


where w1=1 and w2, w3 and w4 are less than one and greater than zero. For the high correlation case described above the channel coefficient is calculated as:


From a practical point of antenna correlation is dependent on the antenna separation. Greater the antenna spacing lower is the antenna correlation and better the system performance. However, a base station requires much higher antenna spacing than a UE to achieve the same level of antenna correlation. This is due to the fact the base station antennas are placed much higher than a UE. Therefore the signals arriving at the base station are usually confined to smaller angles and experience similar fading. A UE on the other hand has a lot of obstacles in the surrounding areas which results in higher angle spread and uncorrelated fading between the different paths.

Simulating a MIMO Ring Model

A Ring Model is a well known spatial channel model. It models the propagation channel as an unobstructed transmitter and a receiver surrounded by a ring of reflectors. The distance between the transmitter and receiver is usually much larger than the radius of the ring. The reflectors are distributed uniformly around the ring. This model is useful for modeling a scenario where a base station is located at sufficient altitude and is unobstructed whereas the mobile station is at ground level and is surrounded by a bunch of reflectors.
Ring Model

Given below is the MATLAB code that calculates the composite signal (from nth Tx element to mth Rx element) at the receiver for a MIMO channel composed of eight reflectors.

function [Et]=ring_mod2(d,r,psi,l,B,alpha,a)
for phi=0:pi/4:(2*pi)-(pi/4);